-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GiIlSh6KwaM+qy4zH/yOWEIxG3i3RyNvHd1pf93HalJaOTaRJAGwi9k9FUu+bNzX PibEP/N+OsARJtYYDp9ViA== 0000950155-08-000142.txt : 20081205 0000950155-08-000142.hdr.sgml : 20081205 20081205172525 ACCESSION NUMBER: 0000950155-08-000142 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20081205 DATE AS OF CHANGE: 20081205 GROUP MEMBERS: 1354037 ONTARIO INC. GROUP MEMBERS: ARROW GOODWOOD FUND GROUP MEMBERS: GOODWOOD FUND GROUP MEMBERS: GOODWOOD FUND 2.0 LTD. GROUP MEMBERS: GOODWOOD INC. GROUP MEMBERS: J. CAMERON MACDONALD GROUP MEMBERS: PETER H. PUCCETTI GROUP MEMBERS: THE GOODWOOD CAPITAL FUND SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WESTAIM CORP CENTRAL INDEX KEY: 0001108828 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-59649 FILM NUMBER: 081233836 BUSINESS ADDRESS: STREET 1: SUITE 201 STREET 2: 1503 - 77 AVENUE CITY: ALBERTA STATE: A0 ZIP: T6P 1M8 BUSINESS PHONE: 7804698211 MAIL ADDRESS: STREET 1: SUITE 201 STREET 2: 1503 - 77 AVENUE CITY: ALBERTA STATE: A0 ZIP: T6P 1M8 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Goodwood Inc. CENTRAL INDEX KEY: 0001297339 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 212 KING STREET WEST STREET 2: SUITE 201 CITY: TORONTO STATE: A6 ZIP: M5H1K5 BUSINESS PHONE: 416-203-2022 MAIL ADDRESS: STREET 1: 212 KING STREET WEST STREET 2: SUITE 201 CITY: TORONTO STATE: A6 ZIP: M5H1K5 SC 13D 1 e60470926sc13d.htm SCHEDULE 13D e60470926sc13d.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
SCHEDULE 13D
 
Under the Securities Exchange Act of 1934
(Amendment No. __)
 
The Westaim Corporation
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
956909105
(CUSIP Number)
 
November 27, 2008
(Date of Event Which Requires Filing of this Statement)
 
Goodwood Inc.
212 King Street West, Suite 201
Toronto, Ontario, Canada M5H 1K5
Telephone: (416) 203-2022
Attn: Peter H. Puccetti
 
with a copy to:
 
Hughes Hubbard & Reed LLP
One Battery Park Plaza
New York, NY  10004
Telephone:  (212) 837-6000
Attn:  Gary J. Simon
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  £ .
 
 

 
 
 

 

SCHEDULE 13D
CUSIP No. 956909105
 
Page 2 of 14

1
NAME OF REPORTING PERSONS
1354037 Ontario Inc.
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(Intentionally Omitted)
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                    < font id="TAB2" style="LETTER-SPACING: 9pt">       (a)  £
                                                                                                & #160;   (b)  £
3
 
SEC USE ONLY
 
4
 
SOURCE OF FUNDS
OO
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)                                        £
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Ontario, Canada
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7
 
SOLE VOTING POWER
0
 
8
 
SHARED VOTING POWER
18,657,000
 
9
 
SOLE DISPOSITIVE POWER
0
 
10
 
SHARED DISPOSITIVE POWER
18,657,000
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORT
18,657,000
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*                                           £
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
19.8%
 
14
 
TYPE OF REPORTING PERSON*
CO
 


 
 

 

SCHEDULE 13D
CUSIP No. 956909105
 
Page 3 of 14

1
NAME OF REPORTING PERSONS
Goodwood Inc.
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(Intentionally Omitted)
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                     ;     (a)  £
                                                                                              (b)  £
3
 
SEC USE ONLY
 
4
 
SOURCE OF FUNDS
OO
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)                                 £
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Ontario, Canada
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7
 
SOLE VOTING POWER
0
 
8
 
SHARED VOTING POWER
18,657,000
 
9
 
SOLE DISPOSITIVE POWER
0
 
10
 
SHARED DISPOSITIVE POWER
18,657,000
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
18,657,000
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*                                          £
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
19.8%
 
14
 
TYPE OF REPORTING PERSON*
IA
 


 
 

 

SCHEDULE 13D
CUSIP No. 956909105
 
Page 4 of 14

1
NAME OF REPORTING PERSONS
Goodwood Fund
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(Intentionally Omitted)
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                     ;     (a£
                                                                                                         &# 160;        (b)  £
3
 
SEC USE ONLY
 
4
 
SOURCE OF FUNDS
WC
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)                                      £
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7
 
SOLE VOTING POWER
9,975,800
 
8
 
SHARED VOTING POWER
0
 
9
 
SOLE DISPOSITIVE POWER
9,975,800
 
10
 
SHARED DISPOSITIVE POWER
0
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,975,800
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*                                                 £
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.6%
 
14
 
TYPE OF REPORTING PERSON*
IV
 


 
 

 

SCHEDULE 13D
CUSIP No. 956909105
 
Page 5 of 14

1
NAME OF REPORTING PERSONS
The Goodwood Capital Fund
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(Intentionally Omitted)
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                    < font id="TAB2" style="LETTER-SPACING: 9pt">       (a)  £
                                                                                                  ;       (b)  £
3
 
SEC USE ONLY
 
4
 
SOURCE OF FUNDS
WC
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)                                        £
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7
 
SOLE VOTING POWER
2,302,200
 
8
 
SHARED VOTING POWER
0
 
9
 
SOLE DISPOSITIVE POWER
2,302,200
 
10
 
SHARED DISPOSITIVE POWER
0
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,302,200
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*                                                  £
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.4%
 
14
 
TYPE OF REPORTING PERSON*
IV
 


 
 

 

SCHEDULE 13D
CUSIP No. 956909105
 
Page 6 of 14

1
NAME OF REPORTING PERSONS
Arrow Goodwood Fund
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(Intentionally Omitted)
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                          (a)  £
                                                                                                    (b)  £
3
 
SEC USE ONLY
 
4
 
SOURCE OF FUNDS
WC
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)                                      £
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7
 
SOLE VOTING POWER
2,957,800
 
8
 
SHARED VOTING POWER
0
 
9
 
SOLE DISPOSITIVE POWER
2,957,800
 
10
 
SHARED DISPOSITIVE POWER
0
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,957,800
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*                                                  £
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.1%
 
14
 
TYPE OF REPORTING PERSON*
IV
 


 
 

 

SCHEDULE 13D
CUSIP No. 956909105
 
Page 7 of 14

1
NAME OF REPORTING PERSONS
Goodwood Fund 2.0 Ltd.
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(Intentionally Omitted)
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                          (a)  £
                                  0;                                                             (b)  £
3
 
SEC USE ONLY
 
4
 
SOURCE OF FUNDS
WC
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)                                       £
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7
 
SOLE VOTING POWER
3,421,200
 
8
 
SHARED VOTING POWER
0
 
9
 
SOLE DISPOSITIVE POWER
3,421,200
 
10
 
SHARED DISPOSITIVE POWER
0
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,421,200
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*                                            £
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.6%
 
14
 
TYPE OF REPORTING PERSON*
IV
 


 
 

 

SCHEDULE 13D
CUSIP No. 956909105
 
Page 8 of 14

1
NAME OF REPORTING PERSONS
Peter H. Puccetti
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(Intentionally Omitted)
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                             (a)  £
                                                                                              (b)  £
3
 
SEC USE ONLY
 
4
 
SOURCE OF FUNDS
OO
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)                                  £
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7
 
SOLE VOTING POWER
0
 
8
 
SHARED VOTING POWER
18,657,000
 
9
 
SOLE DISPOSITIVE POWER
0
 
10
 
SHARED DISPOSITIVE POWER
18,657,000
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
18,657,000
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*                                            £
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
19.8%
 
14
 
TYPE OF REPORTING PERSON*
IN
 


 
 

 

SCHEDULE 13D
CUSIP No. 956909105
 
Page 9 of 14

1
NAME OF REPORTING PERSONS
J. Cameron MacDonald
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
(Intentionally Omitted)
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*                                                           (a)  £
                                                                                                (b)  £
3
 
SEC USE ONLY
 
4
 
SOURCE OF FUNDS
OO
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)                                   £
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION
Canada
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
7
 
SOLE VOTING POWER
0
 
8
 
SHARED VOTING POWER
18,657,000
 
9
 
SOLE DISPOSITIVE POWER
0
 
10
 
SHARED DISPOSITIVE POWER
18,657,000
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
18,657,000
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*                                          £
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
19.8%
 
14
 
TYPE OF REPORTING PERSON*
IN
 


 
 

 

SCHEDULE 13D
CUSIP No. 956909105
 
Page 10 of 14

 
Item 1.
Security and Issuer
 
 
(a)
Name of Issuer:
 
The Westaim Corporation
 
 
(b)
Address of Issuer's Principal Executive Offices:
 
144-4th Avenue, S.W., Suite 1010
Calgary, Alberta,
Canada T2P 3N4
 
 
(c)
Class of Security
 
Common Stock
 
Item 2.
Identity and Background
 
 
(a)
Name of Person Filing:
 
This statement is being filed by (i) Goodwood Fund (“Goodwood Fund”) with respect to shares of common stock (the “Shares” or the “Common Stock”) of the Issuer beneficially owned by it; (ii) Arrow Goodwood Fund (“Arrow”) with respect to Shares beneficially owned by it; (iii) The Goodwood Capital Fund (“Capital Fund”) with respect to Shares beneficially owned by it; (iv) Goodwood Fund 2.0 Ltd. (“2.0”) with respect to Shares beneficially owned by it; (v) Goodwood Inc. (“Goodwood Inc.”) with respect to Shares beneficially owned by Goodwood Fund, Arrow, Capital Fund and 2.0; (vi) 1354037 Ontario Inc. (“Ontario”) with respect to Shares beneficially owned by Goodwood Inc.; (vii) Peter H. Puccetti (“Puccetti”) with respect to Shares beneficially owned by Ontario and (viii) J. Cameron MacDonald (“MacDonald”) with respect to Shares beneficially owned by Ontario.  Each of Goodwood Inc., Ontario, Puccetti and MacDonald disclaims beneficial ownership of the securities covered by this statement.
 
 
(b)
Address of Principal Business Office or, if none, Residence:
 
The principal business address of Goodwood Fund, Capital Fund, Arrow, Goodwood Inc., Ontario, Puccetti and MacDonald is 212 King Street West, Suite 201, Toronto, Canada M5H 1K5.  The principal business address of 2.0 is c/o M&C Corporate Services Limited, P.O. Box 309 GT, Grand Cayman, Cayman Islands.
 
 
(c)
Principal Occupation, Employment or Business:
 
Goodwood Inc. is the sole investment manager of each of Goodwood Fund, Arrow, Capital Fund, and 2.0.  Each of Goodwood Fund, Arrow, Capital Fund, and 2.0 is principally engaged in making investments.  Ontario owns all of the capital stock of Goodwood Inc.  Puccetti and MacDonald are the executive officers and directors of Ontario.  Puccetti is the Chairman and Chief Investment Officer, MacDonald is the President and Chief Executive Officer and they are directors of Goodwood Inc.

 
 

 

SCHEDULE 13D
CUSIP No. 956909105
 
Page 11 of 14

 
 
(d)
Convictions or Civil Proceedings:
 
During the past five years, none of the Reporting Persons and, to the knowledge of the Reporting Persons, none of the executive officers or directors of the Reporting Persons, if applicable, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
 
 
(e)
Citizenship:
 
Each of Goodwood Fund, Arrow and Capital Fund is a Canadian mutual fund trust and 2.0 is a Cayman Islands limited liability company.  Each of Puccetti and MacDonald is a Canadian citizen.  Each of Ontario and Goodwood Inc. is an Ontario corporation.
 
Item 3.
Source and Amount of Funds or Other Consideration.
 
The aggregate purchase price of the 18,657,000 shares purchased by the Reporting Persons was $4,429,061.55.  The source of the funding for the purchase of these Shares was the general working capital of the respective purchasers.
 
Item 4.
Purpose of the Transaction
 
No agreement, arrangement or understanding exists between the Reporting Persons and management of the Issuer. The Reporting Persons may seek to communicate with management in the future. The Reporting Persons may, from time to time, and at any time, acquire additional Shares in the open market or otherwise and reserve the right to dispose of any or all of the Shares in the open market or otherwise, at any time and from time to time, and to engage in any hedging or similar transactions with respect to the Shares.  Subject to applicable law, the Reporting Persons may also from time to time undertake such other actions as it considers necessary to seek to enhance shareholder value at the Issuer, including without limitation, actions intended to cause changes to the business, strategy or board composition of the Issuer, including that the Reporting Persons may requisition a meeting of the shareholders of the Issuer with respect to the removal and replacement of directors of the Issuer.
 
Except as described above, the Reporting Persons have no present plans or proposals that relate to or that would result in any of the actions specified in Item 4 of Schedule 13D of the Exchange Act, but the Reporting Persons reserve the right to propose, undertake or participate in any such actions in the future.
 
Item 5.
Interest in Securities of the Issuer
 
The percentages used herein are calculated based upon the 94,214,632 Shares issued and outstanding as of August 7, 2008, as reported on the Issuer’s Report on Form 6-K for the period ended August 14, 2008, as filed on August 14, 2008 with the Securities and Exchange Commission.
 
 
(a)
Pursuant to Rule 13d-3 of the Exchange Act (“Rule 13d-3”), each of Ontario and Goodwood Inc. was the beneficial owner of the 18,657,000 shares of Common Stock on December 2, 2008 (representing approximately 19.8% of the then outstanding Common Stock) that were beneficially owned by each of Puccetti and MacDonald as described below and that were owned by funds as described below.  Of these 18,657,000 beneficially-owned shares of Common Stock, 9,975,800 (constituting approximately 10.6% of the outstanding Common Stock) were owned of record by Goodwood Fund, 2,302,200 (constituting approximately 2.4% of the outstanding Common Stock) were

 
 

 

SCHEDULE 13D
CUSIP No. 956909105
 
Page 12 of 14

 
owned of record by Capital Fund, 2,957,800 (constituting approximately 3.1% of the outstanding Common Stock) were owned of record by Arrow and 3,421,200 (constituting approximately 3.6% of the outstanding Common Stock) were owned of record by 2.0.
 
Pursuant to Rule 13d-3, each of Puccetti and MacDonald was the beneficial owner of 18,657,000 shares of Common Stock on December 2, 2008 (all of which were owned by funds as described above), constituting approximately 19.8% of the outstanding Common Stock on such date.
 
 
 (b)
Puccetti and MacDonald share the power to vote or direct the vote of, and to dispose or direct the disposition of, the Common Stock beneficially owned by Ontario, Goodwood Inc., Goodwood Fund, Capital Fund, Arrow and 2.0, by virtue of their respective positions at each such entity.
 
Each of Goodwood Fund, Capital Fund, Arrow and 2.0 has the sole power to vote or to direct the vote, and to dispose or to direct the disposition of, the Common Stock owned by such fund.
 
Goodwood Inc. shares the power to vote or direct the vote of, and to dispose or direct the disposition of, the Common Stock beneficially owned by each of Goodwood Fund, Capital Fund, Arrow and 2.0, by virtue of its role as the sole investment manager of each such entity.
 
Ontario shares the power to vote or direct the vote of, and to dispose or direct the disposition of, the Common Stock beneficially owned by each of Goodwood Fund, Capital Fund, Arrow and 2.0, by virtue of its equity interests in Goodwood Inc.
 
 
(c)
The following transactions with respect to the Shares were effected by the identified parties during 60 days prior to December 5, 2008, all on the Toronto Stock Exchange:

Reporting Person
Date
Buy/Sell
Number of Shares
Price Per Share
Goodwood Fund
October 15, 2008
S
93,100
$0.1925
Goodwood Fund
October 23, 2008
S
296,100
$0.2000
Goodwood Fund
November 21, 2008
B
1,386,300
$0.1917
Goodwood Fund
November 27, 2008
B
623,500
$0.2088
Goodwood Fund
December 2, 2008
B
7,046,000
$0.2498
  Total
   
    8,666,600
 
         
The Goodwood Capital Fund
October 15, 2008
S
700
$0.1925
The Goodwood Capital Fund
October 23, 2008
S
66,400
$0.2000
The Goodwood Capital Fund
November 21, 2008
B
318,800
$0.1917
The Goodwood Capital Fund
November 27, 2008
B
155,300
$0.2088
The Goodwood Capital Fund
December 2, 2008
B
1,625,000
$0.2498
  Total
   
2,032,000
 
         
Arrow Goodwood Fund
October 15, 2008
S
38,800
$0.1925
Arrow Goodwood Fund
October 23, 2008
S
97,600
$0.2000
Arrow Goodwood Fund
November 21, 2008
B
409,500
$0.1917
Arrow Goodwood Fund
November 27, 2008
B
197,700
$0.2088
Arrow Goodwood Fund
December 2, 2008
B
2,069,000
$0.2498
  Total
   
2,539,800
 

 
 

 

SCHEDULE 13D
CUSIP No. 956909105
 
Page 13 of 14

Reporting Person
Date
Buy/Sell
Number of Shares
Price Per Share
 
Goodwood Fund 2.0 Ltd.
October 15, 2008
S
281,900
$0.1925
Goodwood Fund 2.0 Ltd.
October 23, 2008
S
142,000
$0.2000
Goodwood Fund 2.0 Ltd.
November 21, 2008
B
650,500
$0.1917
Goodwood Fund 2.0 Ltd.
December 2, 2008
B
2,360,000
$0.2498
  Total
   
2,586,600
 
 
 
(d)
Each of the Reporting Persons affirms that no person other than the Reporting Persons has the rights to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock owned by such Reporting Person.
 
 
(e)
Not applicable.
 
Item 6.
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
 
There are no contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in Item 2 and between such persons and any person with respect to the Shares, including but not limited to transfer or voting of the Shares, finder’s fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies.
 
 Item 7.   Material to be Filed as Exhibits
 
Exhibit 1
Schedule 13D Joint Filing Agreement dated as of December 5, 2008 among each Reporting Person.


 
 

 

SCHEDULE 13D
CUSIP No. 956909105
 
Page 14 of 14

SIGNATURES
 
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.

Dated:  December 5, 2008
 
1354037 ONTARIO INC.
   
   
 
By:
/s/ Peter H. Puccetti
 
Name: Peter H. Puccetti
 
Title: Authorized Person
   
 
GOODWOOD INC.
   
 
By:
/s/ J. Cameron MacDonald
 
Name: J. Cameron MacDonald
 
Title:  Authorized Person
   
 
GOODWOOD FUND
   
 
By:
/s/ Peter H. Puccetti
 
Name: Peter H. Puccetti
 
Title:  Authorized Person
   
 
THE GOODWOOD CAPITAL FUND
   
 
By:
/s/ Peter H. Puccetti
 
Name:  Peter H. Puccetti
 
Title: Authorized Person
   
 
ARROW GOODWOOD FUND
   
 
By:
/s/ Peter H. Puccetti
 
Name:  Peter H. Puccetti
 
Title: Authorized Person
   
 
GOODWOOD FUND 2.0 LTD.
   
 
By:
/s/ Peter H. Puccetti
 
Name:  Peter H. Puccetti
 
Title: Authorized Person
   
 
/s/ Peter H. Puccetti
 
PETER H. PUCCETTI
   
 
/s/ J. Cameron MacDonald
 
J. CAMERON MACDONALD
   

 

 
EX-1 2 e60470926ex_1.htm SCHEDULE 13D JOINT FILING AGREEMENT e60470926ex_1.htm
EXHIBIT 1
 
SCHEDULE 13D JOINT FILING AGREEMENT

In accordance with the requirements of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, the parties set forth below agree to jointly file the Schedule 13D (including amendments thereto) to which this joint filing agreement is attached, and further agree that this Joint Filing Agreement be included as an exhibit to such joint filing. In evidence thereof, the undersigned, being duly authorized, have executed this Joint Filing Agreement this 5th day of December 2008.

 
1354037 ONTARIO INC.
   
   
 
By:
/s/ Peter H. Puccetti
 
Name: Peter H. Puccetti
 
Title: Authorized Person
   
 
GOODWOOD INC.
   
 
By:
/s/ J. Cameron MacDonald
 
Name: J. Cameron MacDonald
 
Title:  Authorized Person
   
 
GOODWOOD FUND
   
 
By:
/s/ Peter H. Puccetti
 
Name: Peter H. Puccetti
 
Title:  Authorized Person
   
 
THE GOODWOOD CAPITAL FUND
   
 
By:
/s/ Peter H. Puccetti
 
Name:  Peter H. Puccetti
 
Title: Authorized Person
   
 
ARROW GOODWOOD FUND
   
 
By:
/s/ Peter H. Puccetti
 
Name:  Peter H. Puccetti
 
Title: Authorized Person
   
 
GOODWOOD FUND 2.0 LTD.
   
 
By:
/s/ Peter H. Puccetti
 
Name:  Peter H. Puccetti
 
Title: Authorized Person
   
 
/s/ Peter H. Puccetti
 
PETER H. PUCCETTI
   
 
/s/ J. Cameron MacDonald
 
J. CAMERON MACDONALD
   

 

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